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Detailed Report
RALPH CORLEY WATSON III
RALPH C WATSON, RALPH CORLEY WATSON
CRD#: 3233928
IA
Investment Adviser
B
Broker
CONCURRENT INVESTMENT ADVISORS, LLCCRD#: 323135 2325 Lakeview Parkway
Suite 174
Alpharetta, GA 30009
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 Summerville, SC
Registration History
19952000200520102015202020252 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2020 (2 years)BGIRARD SECURITIES, INC. (CRD# 18697)2013 - 2017 (4 years)BPPA INVESTMENTS, INC. (CRD# 15869)2000 - 2013 (12 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1999 - 2000 (1 year)IAGOLDMAN SACHS PERSONAL FINANCI... (CRD# 134600)2013 - 2020 (7 years)IAPROFESSIONAL PLANNING ADVISORS,LLC (CRD# 126471)2007 - 2013 (6 years)
Disclosure(s)
View By:
12/29/1994
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 10/4/2023
B
North Carolina 10/4/2023
B
California 10/2/2023
B
Pennsylvania 10/12/2023
B
Florida 10/2/2023
B
Rhode Island 10/25/2023
B
Georgia 10/2/2023
B
South Carolina 10/11/2023
IA
Georgia 10/2/2023
IA
South Carolina 10/11/2023
B
Indiana 10/12/2023
B
South Dakota 10/9/2024
B
Maryland 10/12/2023
B
Tennessee 10/12/2023
B
Mississippi 10/11/2023
B
Texas 10/2/2023
B
Missouri 10/3/2023
IA
Texas 2/2/2024
B
Nebraska 10/4/2023
B
Virginia 10/13/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONCURRENT INVESTMENT ADVISORS, LLC (CRD#:323135)
2325 Lakeview Parkway Suite 174, Alpharetta, GA 30009
Registered with this firm since 10/2/2023
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
Summerville, SC
2325 Lakeview Parkway Suite 175, Alpharetta, GA 30009
Registered with this firm since 10/1/2023
Previous Registration(s)
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IA
 06/04/2020 - 11/16/2023 LUMATURE WEALTH PARTNERS, LLC (CRD#:309049) SUMMERVILLE, SC
B
 06/03/2020 - 10/03/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Alpharetta, GA
IA
 06/18/2013 - 06/27/2020 GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT (CRD#:134600) ALPHARETTA, GA
B
 11/01/2017 - 06/08/2020 CETERA ADVISOR NETWORKS LLC (CRD#:13572) ALPHARETTA, GA
B
 06/14/2013 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) ALPHARETTA, GA
IA
 09/21/2007 - 11/15/2013 PROFESSIONAL PLANNING ADVISORS,LLC (CRD#:126471) ROSWELL, GA
B
 11/13/2000 - 06/14/2013 PPA INVESTMENTS, INC. (CRD#:15869) ROSWELL, GA
B
 07/30/1999 - 09/01/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.