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Detailed Report
JAMES EDWARD HUNDMAN
CRD#: 3233547
IA
Investment Adviser
B
Broker
LION STREET ADVISORS, LLCCRD#: 167610 36600 N PIMA RD
STE 301
CAREFREE, AZ 85377-0795
LION STREET FINANCIAL, LLCCRD#: 165828 CAREFREE, AZ
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2014 (12 years)2 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - Present (8 years)BPIM FINANCIAL SERVICES, INC. (CRD# 10547)1999 - 2002 (2 years)
License(s)

State Registrations

B
Arizona 3/24/2017
B
Illinois 3/24/2017
IA
Arizona 3/27/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LION STREET ADVISORS, LLC (CRD#:167610)
36600 N PIMA RD STE 301, CAREFREE, AZ 85377-0795
Registered with this firm since 3/27/2017
B
LION STREET FINANCIAL, LLC (CRD#:165828)
CAREFREE, AZ
Registered with this firm since 3/24/2017
Previous Registration(s)
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IA
 10/23/2014 - 05/03/2017 TRIAD ADVISORS, INC. (CRD#:25803) Carefree, AZ
B
 10/23/2014 - 05/03/2017 TRIAD ADVISORS, INC. (CRD#:25803) Carefree, AZ
IA
 03/08/2002 - 11/04/2014 LPL FINANCIAL LLC (CRD#:6413) CAREFREE, AZ
B
 03/01/2002 - 11/04/2014 LPL FINANCIAL LLC (CRD#:6413) CAREFREE, AZ
B
 06/02/1999 - 03/04/2002 PIM FINANCIAL SERVICES, INC. (CRD#:10547) SAN MARCOS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.