Claimant alleges breach of fiduciary duty caused by failure to properly asset allocate and diversify assets.

$135,000.00

$35,000.00

$185.66

Tax

I received a letter from Fulton Co. Tax in March 2021 dated from January 2021 with their intent to file a lien against me for $185. I assume the two month lateness of this letter was due to mail delays with the pandemic. I immediately wrote a letter to Fulton Co asking the origins of lien and still to this date have gotten no response to this letter. I have also called Fulton county and the clerk I spoke with also could not identify the reason for the lien once I proved payment via cancelled checks. I paid my 2020 property taxes in full in December of 2020 with proof of cancelled checks .One check in the amount of $8,976.35 cashed 12/10/20 and one for $3271.69 cashed 12/18/20. In 2021 my mortgage bank, BBT has been notified by Fulton Co. on two separate occasions that I am delinquent on paying property taxes. I have had to show proof twice this year to BBT taxes were paid. I have as of yesterday checked my Transunion credit report and I have no new liens nor judgements reported against me. I am currently investigating where this lien is being reported and the reason for the $185 balance as this is unresolved. I assumed this was cleared up with my letter to Fulton County. I have sent my broker dealer a copy of my documentation and communication with Fulton County.

$39.90

Tax

CLIENT HAS ALLEGED THAT ACCOUNT DOCUMENTS CONTAIN FORGERIES OF HIS SIGNATURE, ALLEGATION RECEIVED 04/11/2007.

$5,238.28

MR. WALLER HAS RESPONDED THAT THE STATED ALLEGATIAONS HOLD NO MERIT.

CLIENT REQUESTING RESOLUTION TO RESTORE THE QUALIFIED TAX STATUS FOR QUALIFIED MONIES THAT WERE MISTAKENLY DEPOSITED TO A NONQUALIFIED BROKERAGE ACCOUNT IN JANUARY 2006.

$5,000.00

LAWRENCE WALLER MAINTAINS THAT THIS IS NOT A COMPLAINT AGAINST HIM BECAUSE HE DID NOT DIRECTLY RECEIVE OR REVIEW THE CHECK THAT WAS DEPOSITED TO CLIENT'S ACCOUNT.

HD VEST

Discharged

DISCRETIONARY TRADING WITHIN FEE BASED ACCOUNT. REP WAS TOLD BY VEST REPRESNTATIVE THEIR FEE BASED PROGRAM PROVIDED DISCRESTIONARY TRADING OF STOCKS.

SEE ABOVE. REP WAS TOLD BY MANAGER AND RECRUITER "DISCRETIONARY TRADING WAS PROVIDED AT HD VEST"

$9,965.00

Civil