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FRANK MAYGINNES KIRBY JR
CRD#: 3231939
IA
Investment Adviser
B
Broker
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 7210 N. 16TH ST
STE B
PHOENIX, AZ 85020
Registration History
20002002200420062008201020122014201620182020202220242026IAUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2011 - Present (13 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2000 - Present (24 years)BW. S. GRIFFITH & CO., INC. (CRD# 10410)1999 - 2000 (1 year)
Disclosure(s)
View By:
8/26/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/19/2019

B
Maryland 3/9/2023

B
Arizona 10/2/2000

B
Michigan 1/5/2022

IA
Arizona 5/9/2011

B
New Jersey 4/2/2012

B
California 7/9/2013

B
New York 10/2/2000

B
Florida 1/2/2019

B
Oregon 3/30/2017

B
Georgia 2/11/2019

B
Texas 8/20/2015

B
Illinois 11/16/2022

B
Washington 12/12/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
7210 N. 16TH ST STE B, PHOENIX, AZ 85020
Registered with this firm since 5/9/2011

B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
7210 N. 16TH ST STE B, PHOENIX, AZ 85020
Registered with this firm since 10/2/2000

Previous Registration(s)
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B
07/02/1999 - 09/28/2000 W. S. GRIFFITH & CO., INC. (CRD#:10410) HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.