Individual Firm
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PAUL PHILIP MATTHEWS II
PHILIP MATTHEWS
CRD#: 323160
IA
B
RPM CAPITAL MANAGEMENT, LLCCRD#: 164200 800 WESTCHESTER AVENUE
SUITE 641 NORTH
RYE BROOK, NY 10573
SUITE 641 NORTH
RYE BROOK, NY 10573
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5/5/1988
Regulatory
Final
State Registrations
IA
Connecticut 6/22/2012
IA
Registered with this firm since 6/22/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/24/1995 - 02/10/2003 | NEW YORK, NY | |
B | 07/18/1990 - 07/24/1995 | ||
B | 06/05/1985 - 03/17/1990 | NEW YORK, NY | |
B | 06/01/1981 - 04/02/1985 | ||
B | 02/14/1978 - 04/17/1981 | ||
B | 01/20/1978 - 02/20/1978 | ||
B | 01/04/1977 - 01/20/1978 | ||
B | 07/18/1974 - 01/04/1977 | ||
B | 12/06/1973 - 06/02/1974 |
01/04/1977 - 01/20/1978
07/18/1974 - 01/04/1977
12/06/1973 - 06/02/1974
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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