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David Michael Ogman
DAVID M OGMAN, DAVID MICHAEL OGMAN, Dave Ogman, David Ogman
CRD#: 3231405
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2600 N Military Trl
Ste 215
Boca Raton, FL 33431-6796
Ste 215
Boca Raton, FL 33431-6796
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2600 N Military Trl
Ste 215
Boca Raton, FL 33431-6796
Ste 215
Boca Raton, FL 33431-6796
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Colorado 2/6/2024
B
Nevada 2/6/2024
B
Delaware 2/6/2024
B
New Hampshire 8/12/2024
B
Florida 2/6/2024
B
New Jersey 6/27/2024
IA
Florida 2/8/2024
B
New York 2/6/2024
B
Georgia 2/6/2024
B
Rhode Island 12/18/2024
B
Illinois 2/6/2024
B
Texas 2/6/2024
B
Maryland 3/15/2024
IA
Texas 2/20/2024
B
Massachusetts 2/6/2024
SRO Registrations
B
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IA
Registered with this firm since 2/8/2024
B
Registered with this firm since 2/6/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2022 - 02/27/2024 | WEST PALM BEACH, FL | |
B | 09/23/2021 - 02/27/2024 | WEST PALM BEACH, FL | |
B | 09/23/2021 - 02/27/2024 | WEST PALM BEACH, FL | |
IA | 07/14/2017 - 09/08/2021 | BOCA RATON, FL | |
B | 06/23/2017 - 09/08/2021 | BOCA RATON, FL | |
IA | 03/17/2014 - 11/28/2016 | BOCA RATON, FL | |
B | 03/14/2014 - 11/28/2016 | BOCA RATON, FL | |
IA | 06/01/2009 - 03/20/2014 | BOCA RATON, FL | |
B | 06/01/2009 - 03/20/2014 | BOCA RATON, FL | |
IA | 04/02/2007 - 06/01/2009 | BOCA RATON, FL | |
B | 04/02/2007 - 06/01/2009 | BOCA RATON, FL | |
IA | 10/02/2006 - 04/02/2007 | BOCA RATON, FL | |
B | 09/29/2006 - 04/02/2007 | BOCA RATON, FL | |
B | 10/11/2004 - 05/24/2005 | STUART, FL | |
IA | 05/16/2000 - 10/25/2004 | BOCA RATON, FL | |
B | 05/16/2000 - 10/25/2004 | NEW YORK, NY | |
B | 07/31/1999 - 05/05/2000 | ST. PETERSBURG, FL | |
B | 05/28/1999 - 12/20/1999 | ATLANTA, GA |
BOCA RATON, FL
07/14/2017 - 09/08/2021
BOCA RATON, FL
06/23/2017 - 09/08/2021
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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