Individual Firm
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MICHAEL ERIC FAYED
CRD#: 3230462
IA
B
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 420 Park St.
Ste. 100
Belmont, NC 28012
Ste. 100
Belmont, NC 28012
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 420 Park St.
Ste. 100
Belmont, NC 28012
Ste. 100
Belmont, NC 28012
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 7/16/2018
B
North Carolina 7/16/2018
B
Arizona 7/16/2018
IA
North Carolina 7/16/2018
B
California 7/16/2018
B
Ohio 7/16/2018
B
Colorado 4/30/2020
B
Pennsylvania 7/16/2018
B
Florida 7/16/2018
B
South Carolina 7/16/2018
B
Georgia 7/16/2018
B
Tennessee 7/16/2018
B
Maine 7/16/2018
B
Virginia 7/16/2018
B
Michigan 8/8/2018
SRO Registrations
B
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IA
Registered with this firm since 7/16/2018
B
Registered with this firm since 7/16/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/09/2011 - 07/23/2018 | BELMONT, NC | |
B | 09/09/2011 - 07/23/2018 | BELMONT, NC | |
IA | 04/02/2007 - 09/12/2011 | GASTONIA, NC | |
B | 04/06/2006 - 09/12/2011 | CHARLOTTE, NC | |
IA | 12/31/2001 - 06/01/2006 | CHARLOTTE, NC | |
B | 06/14/1999 - 06/01/2006 | CHARLOTTE, NC |
CHARLOTTE, NC
04/06/2006 - 09/12/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.