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MARK ANTHONY PIGNOTTI
MARK ANTHONY Pignotti
CRD#: 3228569
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 10 SOUTH WACKER DRIVE
SUITE 2960
CHICAGO, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2014 (6 years)2 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2000 - 2000 (<1 year)
Disclosure(s)
View By:
11/4/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/16/2023

B
Massachusetts 4/30/2024

B
California 6/16/2023

B
Michigan 6/16/2023

B
Colorado 6/16/2023

B
Minnesota 6/21/2023

B
Connecticut 6/16/2023

B
Missouri 6/16/2023

B
Florida 6/16/2023

B
New Mexico 2/13/2025

IA
Florida 6/19/2023

B
New York 6/16/2023

B
Illinois 6/20/2023

B
Oregon 6/16/2023

IA
Illinois 6/20/2023

B
Texas 1/12/2024

B
Indiana 6/16/2023

IA
Texas 1/12/2024

B
Kentucky 6/16/2023

B
Virginia 6/16/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
10 SOUTH WACKER DRIVE SUITE 2960, CHICAGO, IL 60606
WESTERN SPRINGS, IL
Registered with this firm since 6/16/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
10 SOUTH WACKER DRIVE SUITE 2960, CHICAGO, IL 60606
WESTERN SPRINGS, IL
Registered with this firm since 6/16/2023

Previous Registration(s)
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IA
07/01/2014 - 06/16/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHICAGO, IL
B
07/01/2014 - 06/16/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHICAGO, IL
IA
05/16/2008 - 07/09/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
05/16/2008 - 07/09/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
IA
05/12/2003 - 06/09/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
05/12/2003 - 06/09/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
IA
06/15/2000 - 05/14/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) CHICAGO, IL
B
02/18/2000 - 05/14/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
02/18/2000 - 06/13/2000 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.