When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CLEs were completed and Ashish is now in good standing.
Sanctions
Suspension
Registration Capacities Affected
Suspended from practicing law
Duration
Present
Duration Explanation
Until he pays fees to get in active status and completes CLEs, he is suspended and unable to practice law.
Start Date
5/29/2014
5/5/2009
Regulatory
Final
Initiated By
INDIANA STATE BAR ASSOCIATION
Allegations
NON-PAYMENT OF CONTINUING LEGAL EDUCATION FEES.
Resolution
Withdrawn
Sanctions
Suspension
Registration Capacities Affected
N/A
Duration
3 YEARS AND 1 MONTH
Start Date
5/5/2009
End Date
6/6/2012
Sanctions
NONE
Broker Comment
SUSPENSION WAS THE RESULT OF NON-PAYMENT OF CONTINUING LEGAL EDUACATION FEES AS INDIVIDUAL HAD MOVED OUT OF THE STATE AND DID NOT INTEND TO PRACTICE LAW IN INDIANA. INDIVIDUAL CURRENTLY IN GOOD STANDING IN THE STATE OF INDIANA.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.