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BRIAN RICHARD HARRISON
CRD#: 3227937
IA
Investment Adviser
B
Broker
SAVVI FINANCIAL LLCCRD#: 169196 465 WAVERLEY OAKS RD
STE 315
WALTHAM, MA 02452-8422
BROOKLIGHT PLACE SECURITIES, INC.CRD#: 15764 Wayland, MA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2002 (3 years)2 FIRMS2002 - 2003 (<1 year)2 FIRMS2006 - 2014 (8 years)2 FIRMS2014 - 2017 (3 years)IASAVVI FINANCIAL LLC (CRD# 169196)2019 - Present (5 years)BBROOKLIGHT PLACE SECURITIES, INC. (CRD# 15764)2020 - Present (5 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2003 - 2006 (3 years)
License(s)

State Registrations

IA
Massachusetts 8/21/2019

B
Massachusetts 6/23/2020

SRO Registrations

Indicates the registration is currently inactive due to incomplete Continuing Education or Fingerprint Requirements.
Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SAVVI FINANCIAL LLC (CRD#:169196)
465 WAVERLEY OAKS RD STE 315, WALTHAM, MA 02452-8422
Registered with this firm since 8/21/2019

B
BROOKLIGHT PLACE SECURITIES, INC. (CRD#:15764)
Wayland, MA
16930 E. PALISADES BLVD SUITE 100-D, FOUNTAIN HILLS, AZ 85268
Registered with this firm since 1/14/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/03/2014 - 12/13/2017 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) BRAINTREE, MA
B
09/16/2014 - 12/13/2017 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) BRAINTREE, MA
IA
05/31/2006 - 09/03/2014 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
B
05/25/2006 - 09/03/2014 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
B
02/26/2003 - 06/01/2006 CCO INVESTMENT SERVICES CORP. (CRD#:39550) PLYMOUTH, MA
B
07/02/2002 - 02/05/2003 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
07/02/2002 - 02/05/2003 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
06/09/1999 - 06/26/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/09/1999 - 06/26/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.