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Detailed Report
LIANNE NICHOLE LARSON
LIANNE NICHOLE KELOUSEK, LIANNE N LARSON
CRD#: 3226308
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 1340 Reynolds Avenue: Ste #110
Irvine, CA 92614
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BNPB FINANCIAL GROUP, LLC (CRD# 137743)2008 - 2022 (13 years)BASSOCIATED SECURITIES CORP. (CRD# 12969)2003 - 2008 (5 years)IANPB FINANCIAL GROUP, LLC (CRD# 137743)2016 - 2022 (6 years)
License(s)

State Registrations

B
California 7/15/2022
B
Oregon 7/15/2022
IA
California 7/15/2022
B
South Dakota 1/8/2025
B
Florida 7/18/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
1340 Reynolds Avenue: Ste #110, Irvine, CA 92614
Registered with this firm since 7/15/2022
B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
1340 Reynolds Avenue: Ste #110, Irvine, CA 92614
Registered with this firm since 7/15/2022
Previous Registration(s)
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IA
 06/08/2016 - 07/15/2022 NPB FINANCIAL GROUP, LLC (CRD#:137743) Irvine, CA
B
 09/02/2008 - 07/15/2022 NPB FINANCIAL GROUP, LLC (CRD#:137743) Irvine, CA
B
 04/15/2003 - 09/02/2008 ASSOCIATED SECURITIES CORP. (CRD#:12969) LOS ALAMITOS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.