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PAUL NORMAN POTADLE
PAUL N POTADLE
CRD#: 3225807
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 LINCOLN, NE
CETERA ADVISOR NETWORKS LLCCRD#: 13572 LINCOLN, NE
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 9/3/2013
IA
Nebraska 6/29/2023
B
Colorado 1/7/2020
B
Oklahoma 9/3/2013
B
Iowa 10/24/2013
B
South Dakota 11/17/2015
B
Kansas 9/3/2013
B
Texas 9/3/2013
B
Missouri 9/3/2013
IA
Texas 6/29/2023
B
Nebraska 9/3/2013
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/03/2013 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 02/20/2013 - 09/03/2013 | TEKAMAH, NE | |
B | 02/13/2013 - 09/03/2013 | EL SEGUNDO, CA | |
IA | 06/20/2005 - 02/05/2013 | ST. LOUIS, MO | |
B | 05/19/1999 - 02/05/2013 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.