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SAMUEL WRIGHT STARLING III
SAMUEL STARLING, TRIPP STARLING, SAMUEL WRIGHT STARLING III III
CRD#: 3224374
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2005 Yanceyville suite 103-5
GREENSBORO, NC 27405
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2009 - 2023 (14 years)2 FIRMS2023 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1999 - 2006 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)
Disclosure(s)
View By:
5/1/2017
Financial
Final
2/1/2017
Financial
Final
2/1/2017
Financial
Final
1/26/2010
Regulatory
Final
License(s)

State Registrations

B
Alabama 10/17/2023

B
North Carolina 9/19/2023

B
California 3/13/2024

B
Oklahoma 9/19/2023

B
Florida 9/19/2023

IA
Texas 9/18/2023

B
Georgia 9/19/2023

B
Texas 9/19/2023

B
Hawaii 10/24/2023

B
Virginia 9/19/2023

IA
North Carolina 9/18/2023

B
Washington 9/19/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LPL FINANCIAL LLC (CRD#:6413)
2005 Yanceyville suite 103-5, GREENSBORO, NC 27405
1250 REVOLUTION MILL DR. SUITE 146, GREENSBORO, NC 27405
Registered with this firm since 9/19/2023

IA
LPL FINANCIAL LLC (CRD#:6413)
2005 Yanceyville suite 103-5, GREENSBORO, NC 27405
1250 REVOLUTION MILL DR. SUITE 146, GREENSBORO, NC 27405
Registered with this firm since 9/18/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/26/2009 - 10/02/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GREENSBORO, NC
B
03/26/2009 - 10/02/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GREENSBORO, NC
IA
02/05/2007 - 04/15/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOREHEAD CITY, NC
B
02/21/2006 - 04/15/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOREHEAD CITY, NC
B
06/01/1999 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.