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IAN VAUGHN SCHEERER
CRD#: 3224372
IA
B
WELLS FARGO ADVISORSCRD#: 19616 401 PLUM ST
RED WING, MN 55066
RED WING, MN 55066
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 9/29/2023
IA
Minnesota 11/13/2013
B
Arizona 1/3/2011
B
Missouri 11/9/2021
B
Arkansas 11/6/2017
B
Montana 2/8/2016
IA
California 1/3/2011
B
New York 5/4/2018
B
California 10/31/2012
B
Ohio 11/27/2024
B
Colorado 2/6/2024
B
South Dakota 1/30/2023
B
Florida 5/26/2011
B
Texas 11/29/2016
B
Idaho 12/7/2022
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Texas 12/1/2016
B
Iowa 3/12/2014
B
Virginia 5/11/2021
B
Massachusetts 5/6/2013
B
Wisconsin 5/26/2011
B
Minnesota 1/3/2011
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 1/3/2011
B
Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2007 - 01/03/2011 | ROCHESTER, MN | |
B | 08/01/2007 - 01/03/2011 | ROCHESTER, MN | |
B | 10/21/2003 - 12/01/2005 | GREEN BAY, WI | |
B | 12/13/2000 - 08/28/2003 | SAN FRANCISCO, CA | |
B | 10/14/1999 - 12/13/2000 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.