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Detailed Report
JERRY ALEXANDER PINILLA
JERRY A PINILLA
CRD#: 3224006
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 3900
[SUPPORT CENTER]
CHICAGO, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (2 years)2 FIRMS2004 - 2005 (1 year)IAWELLS FARGO ADVISORS (CRD# 19616)2007 - Present (17 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2005 - Present (19 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2005 - 2007 (2 years)
License(s)

State Registrations

B
Arkansas 11/27/2017
B
Massachusetts 11/27/2017
B
Illinois 4/4/2008
B
Utah 11/27/2017
IA
Illinois 11/10/2010

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 3900 [SUPPORT CENTER], CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 8/31/2007
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 3900 [SUPPORT CENTER], CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 6/10/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/22/2005 - 08/30/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) CHICAGO, IL
IA
 02/04/2004 - 05/31/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CORAL GABLES, FL
B
 01/29/2004 - 05/31/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
 11/03/2000 - 06/04/2003 MORGAN STANLEY (CRD#:7556) MIAMI, FL
B
 11/02/2000 - 06/04/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.