Individual Firm
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GARY KASPAR MALKASIAN
GARY K MALKASIAN
CRD#: 3223879
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2233 WATT AVE STE 290
SACRAMENTO, CA 95825
SACRAMENTO, CA 95825
CETERA WEALTH SERVICES, LLCCRD#: 13572 2233 WATT AVE STE 290
SACRAMENTO, CA 95825
SACRAMENTO, CA 95825
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
California 9/25/2015
B
Nevada 9/2/2021
IA
California 6/29/2023
B
New Mexico 9/25/2015
B
Colorado 1/11/2021
B
Oregon 1/3/2023
B
Florida 1/24/2022
B
Texas 11/25/2022
B
Idaho 4/8/2024
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Texas 6/29/2023
B
Massachusetts 5/23/2024
B
Wisconsin 9/25/2015
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
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Registered with this firm since 9/25/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/25/2015 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 09/17/2012 - 09/25/2015 | SACRAMENTO, CA | |
B | 09/14/2012 - 09/25/2015 | SACRAMENTO, CA | |
IA | 06/08/2010 - 09/25/2012 | SACRAMENTO, CA | |
B | 06/04/2010 - 09/25/2012 | SACRAMENTO, CA | |
IA | 04/29/2010 - 05/25/2010 | SAN DIEGO, CA | |
B | 04/28/2010 - 05/25/2010 | SAN DIEGO, CA | |
IA | 05/09/2007 - 04/29/2010 | SACRAMENTO, CA | |
B | 03/22/2007 - 04/29/2010 | CALABASAS, CA |
SACRAMENTO, CA
05/09/2007 - 04/29/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.