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SARAH KATHERINE HOWARD
SARAH K GARDNER, SARAH KATHERINE GARDNER
CRD#: 3222754
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1833 W MORRIS BLVD
STE 201
MORRISTOWN, TN 37813
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - Present (12 years)BFIRST TENNESSEE BROKERAGE, INC. (CRD# 17117)2001 - 2007 (6 years)
License(s)

State Registrations

B
Arizona 11/28/2023

B
Mississippi 11/20/2012

B
Arkansas 10/22/2020

B
New Hampshire 10/5/2022

B
Florida 1/7/2016

B
North Carolina 6/20/2023

B
Georgia 12/18/2024

B
South Carolina 12/1/2022

B
Indiana 11/11/2022

B
Tennessee 11/1/2012

B
Kentucky 5/31/2016

IA
Tennessee 11/1/2012

B
Michigan 6/8/2023

B
Virginia 6/26/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1833 W MORRIS BLVD STE 201, MORRISTOWN, TN 37813
Registered with this firm since 11/1/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1833 W MORRIS BLVD STE 201, MORRISTOWN, TN 37813
Registered with this firm since 11/1/2012

Previous Registration(s)
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IA
11/28/2007 - 11/07/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MORRISTOWN, TN
B
09/27/2007 - 11/07/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MORRISTOWN, TN
B
02/27/2001 - 09/24/2007 FIRST TENNESSEE BROKERAGE, INC. (CRD#:17117) MORRISTOWN, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.