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Matthew M Matteson
MATTHEW M MATTESON, MATTHEW MICHAEL MATTESON
CRD#: 3222448
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1241 PITTSFORD VICTOR RD
PITTSFORD, NY 14534
PITTSFORD, NY 14534
0
Disclosures
25
Years of Experience
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State Registrations
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Arizona 6/1/2011
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New Hampshire 6/1/2011
B
California 6/1/2011
B
New Jersey 6/1/2011
B
Colorado 6/1/2011
B
New York 5/18/2011
B
Connecticut 6/1/2011
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New York 4/19/2021
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Connecticut 6/10/2014
B
North Carolina 6/1/2011
B
Delaware 6/1/2011
B
Ohio 6/2/2011
B
District of Columbia 6/1/2011
B
Oregon 7/28/2020
B
Florida 6/1/2011
B
Pennsylvania 6/1/2011
B
Georgia 6/1/2011
B
Rhode Island 4/9/2020
B
Illinois 6/1/2011
B
South Carolina 6/1/2011
B
Indiana 11/29/2022
B
Tennessee 6/1/2011
B
Iowa 6/1/2011
B
Texas 6/1/2011
B
Kentucky 6/1/2011
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Texas 7/15/2014
B
Maine 3/20/2023
B
Vermont 4/8/2020
B
Maryland 6/1/2011
B
Virgin Islands 11/30/2016
B
Massachusetts 6/1/2011
B
Virginia 6/1/2011
B
Michigan 6/1/2011
B
Washington 6/1/2011
B
Montana 9/7/2022
B
West Virginia 11/30/2016
B
Nevada 6/1/2011
SRO Registrations
B
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B
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Registered with this firm since 6/10/2014
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Registered with this firm since 5/18/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/09/2009 - 06/02/2011 | ROCHESTER, NY | |
B | 07/03/2006 - 03/31/2009 | ROCHESTER, NY | |
B | 01/16/2002 - 07/03/2006 | LONG ISLAND CITY, NY | |
B | 10/09/2001 - 12/11/2001 | ROCHESTER, NY | |
B | 06/24/1999 - 10/03/2001 | LONG ISLAND CITY, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.