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Detailed Report
Julia H Lin
Julia Huei-Chin Lin, Julia Lin
CRD#: 3222015
IA
Investment Adviser
B
Broker
TLG ADVISORS, INC.CRD#: 111052 1666 S Wolfe Road
Sunnyvale, CA 94087
THE LEADERS GROUP, INC.CRD#: 37157 1666 S Wolfe Road
Sunnyvale, CA 94087
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)BNYLIFE SECURITIES LLC (CRD# 5167)1999 - 2019 (20 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2006 - 2019 (13 years)
Disclosure(s)
View By:
9/1/2019
Employment Separation After Allegations
License(s)

State Registrations

B
California 11/4/2019
B
Massachusetts 12/9/2019
IA
California 11/5/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TLG ADVISORS, INC. (CRD#:111052)
1666 S Wolfe Road, Sunnyvale, CA 94087
Registered with this firm since 11/5/2019
B
THE LEADERS GROUP, INC. (CRD#:37157)
1666 S Wolfe Road, Sunnyvale, CA 94087
Registered with this firm since 11/4/2019
Previous Registration(s)
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IA
 08/21/2019 - 10/31/2019 FIRST HEARTLAND CONSULTANTS, INC. (CRD#:110377) Sunnyvale, CA
B
 08/21/2019 - 10/31/2019 FIRST HEARTLAND CAPITAL, INC. (CRD#:32460) Sunnyvale, CA
IA
 07/14/2006 - 09/20/2019 EAGLE STRATEGIES LLC (CRD#:110826) SUNNYVALE, CA
B
 06/02/1999 - 09/20/2019 NYLIFE SECURITIES LLC (CRD#:5167) SUNNYVALE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.