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Detailed Report
TODD STEVEN AUSTIN
CRD#: 3219946
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 100 North Tampa Street
Suite 3000
Tampa, FL 33602
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2002 (3 years)2 FIRMS2002 - 2011 (9 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 11/18/2011
B
Missouri 11/18/2011
B
Arizona 11/18/2011
B
Nevada 11/18/2011
B
Arkansas 5/20/2021
B
New Hampshire 4/26/2017
B
California 11/18/2011
B
New Jersey 11/18/2011
B
Colorado 11/18/2011
B
New Mexico 1/16/2013
B
Delaware 8/5/2021
B
New York 1/8/2015
B
Florida 11/18/2011
B
North Carolina 11/18/2011
IA
Florida 11/29/2011
B
Ohio 11/18/2011
B
Georgia 11/18/2011
B
Oklahoma 11/18/2011
B
Hawaii 3/10/2021
B
Oregon 9/10/2021
B
Idaho 5/16/2024
B
Pennsylvania 11/18/2011
B
Illinois 11/18/2011
B
Puerto Rico 10/6/2016
B
Indiana 11/18/2011
B
South Carolina 2/8/2012
B
Iowa 11/18/2011
B
Tennessee 11/18/2011
B
Kentucky 11/18/2011
B
Texas 11/18/2011
B
Louisiana 6/22/2018
IA
Texas 11/18/2011
B
Maine 11/18/2011
B
Utah 1/8/2013
B
Maryland 11/18/2011
B
Vermont 4/7/2021
B
Massachusetts 9/4/2019
B
Virginia 11/18/2011
B
Michigan 11/18/2011
B
Washington 11/18/2011
B
Minnesota 11/18/2011
B
Wisconsin 11/18/2011
B
Mississippi 11/18/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
100 North Tampa Street Suite 3000, Tampa, FL 33602
18302 HIGHWOODS PRESERVE PKWY SUITE 100, TAMPA, FL 33647
Registered with this firm since 11/18/2011
B
MORGAN STANLEY (CRD#:149777)
100 North Tampa Street Suite 3000, Tampa, FL 33602
18302 HIGHWOODS PRESERVE PKWY SUITE 100, TAMPA, FL 33647
Registered with this firm since 11/18/2011
Previous Registration(s)
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IA
 11/14/2002 - 11/21/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TAMPA, FL
B
 11/07/2002 - 11/21/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TAMPA, FL
IA
 06/09/1999 - 11/05/2002 MORGAN STANLEY (CRD#:7556) TAMPA, FL
B
 06/07/1999 - 11/05/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.