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STEPHANIE LYNN AYER
STEPHANIE LYNN HOSS/BOETTCHER, STEPHANIE LYNN JOHNSON
CRD#: 3218564
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 EAGLE, ID
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2000 (1 year)2 FIRMS2003 - 2011 (7 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - Present (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2003 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 3/27/2019

B
Oregon 10/17/2019

B
California 6/3/2015

B
South Dakota 10/7/2020

IA
California 6/4/2015

B
Texas 11/17/2020

B
Idaho 6/15/2015

IA
Texas 12/1/2020

IA
Idaho 10/11/2019

B
Utah 7/25/2018

B
Massachusetts 10/29/2018

B
Washington 4/13/2016

B
Missouri 9/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
EAGLE, ID
Registered with this firm since 6/4/2015

B
LPL FINANCIAL LLC (CRD#:6413)
EAGLE, ID
Registered with this firm since 6/3/2015

Previous Registration(s)
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IA
02/13/2012 - 06/09/2015 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) SAN FRANCISCO, CA
B
02/13/2012 - 06/09/2015 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) SAN FRANCISCO, CA
IA
01/03/2011 - 02/15/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LAFAYETTE, CA
B
01/03/2011 - 02/15/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LAFAYETTE, CA
IA
04/30/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LAFAYETTE, CA
B
04/30/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LAFAYETTE, CA
IA
04/22/2003 - 04/25/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) RENO, NV
B
09/22/1999 - 04/25/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
07/21/1999 - 12/13/2000 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/21/1999 - 12/13/2000 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.