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CHARLES RAY COUNCE JR
CHARLES RAY COUNCE, CHUCK COUNCE
CRD#: 3218300
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 510 TAYLOR STREET
CORINTH, MS 38834
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1020 HIGHLAND COLONY PKWY
RIDGELAND, MS 39157
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2013 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - Present (11 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - Present (12 years)BEDWARD JONES (CRD# 250)1999 - 2009 (9 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - 2014 (1 year)IAEDWARD JONES (CRD# 250)2007 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 1/15/2013

B
North Carolina 5/29/2013

B
Mississippi 1/11/2013

B
Tennessee 1/15/2013

IA
Mississippi 1/21/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
510 TAYLOR STREET, CORINTH, MS 38834
Registered with this firm since 1/21/2014

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1020 HIGHLAND COLONY PKWY, RIDGELAND, MS 39157
510 TAYLOR STREET, CORINTH, MS 38834
Registered with this firm since 1/11/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/11/2013 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) TUPELO, MS
IA
03/11/2010 - 01/04/2013 BANCORPSOUTH INVESTMENT SERVICES, INC. (CRD#:46259) CORINTH, MS
B
03/11/2010 - 01/04/2013 BANCORPSOUTH INVESTMENT SERVICES, INC. (CRD#:46259) CORINTH, MS
IA
04/02/2009 - 03/16/2010 LPL FINANCIAL CORPORATION (CRD#:6413) FORT MILL, SC
B
04/02/2009 - 03/16/2010 LPL FINANCIAL CORPORATION (CRD#:6413) FORT MILL, SC
IA
01/26/2007 - 04/06/2009 EDWARD JONES (CRD#:250) CORINTH, MS
B
06/22/1999 - 04/06/2009 EDWARD JONES (CRD#:250) CORINTH, MS
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.