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JEFFREY MERCER
JEFFREY KENT MERCER
CRD#: 3218217
IA
Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 11025 1515 W 22ND ST STE 550W
OAKBROOK, IL 60523
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2024 (16 years)2 FIRMS2024 - Present (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2008 (8 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)
Disclosure(s)
View By:
2/16/2012
Customer Dispute
Denied
License(s)

State Registrations

IA
Florida 4/15/2024

IA
Illinois 4/12/2024

B
Illinois 4/12/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
1515 W 22ND ST STE 550W, OAKBROOK, IL 60523
Chicago, IL
Registered with this firm since 4/12/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1515 W 22ND ST STE 550W, OAKBROOK, IL 60523
Chicago, IL
Registered with this firm since 4/12/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 04/12/2024 WELLS FARGO ADVISORS (CRD#:19616) CHICAGO, IL
B
01/01/2008 - 04/12/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHICAGO, IL
B
06/11/1999 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICAGO, IL
IA
12/28/2000 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.