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AARON DARICK ROQUES
CRD#: 3217511
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 170 GREEN VALLEY PKWY SUITE 220
[SATELLITE}
HENDERSON, NV 89052
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS1999 - 2003 (4 years)2 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Arizona 2/25/2016

B
Missouri 9/22/2022

B
California 6/8/2007

B
Nevada 6/8/2007

B
Florida 4/7/2016

IA
Nevada 6/8/2007

B
Maryland 6/8/2007

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
170 GREEN VALLEY PKWY SUITE 220 [SATELLITE}, HENDERSON, NV 89052
Registered with this firm since 6/8/2007

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
170 GREEN VALLEY PKWY SUITE 220 [SATELLITE}, HENDERSON, NV 89052
Registered with this firm since 6/8/2007

Previous Registration(s)
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IA
06/20/2003 - 06/18/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAS VEGAS, NV
B
06/20/2003 - 06/18/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAS VEGAS, NV
IA
12/31/1999 - 06/23/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ENCINO, CA
B
06/30/1999 - 06/23/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.