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WILLIAM RALPH BERGELAND
CRD#: 3217410
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 230 W SUPERIOR ST
DULUTH, MN 55802
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2011 (6 years)2 FIRMS2011 - Present (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2004 (4 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1999 - 1999 (<1 year)
License(s)

State Registrations

B
Alaska 12/12/2024

B
Minnesota 1/3/2011

B
Arizona 1/3/2011

IA
Minnesota 11/13/2013

B
California 1/3/2011

B
North Carolina 6/19/2019

IA
California 1/3/2011

B
North Dakota 5/8/2023

B
Colorado 1/3/2011

B
Tennessee 12/9/2022

B
Florida 1/2/2013

B
Texas 1/3/2011

B
Kansas 1/10/2025

B
Virginia 5/5/2023

B
Kentucky 11/8/2018

B
Washington 1/3/2011

B
Louisiana 11/25/2020

B
Wisconsin 1/3/2011

B
Massachusetts 8/28/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
230 W SUPERIOR ST, DULUTH, MN 55802
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
230 W SUPERIOR ST, DULUTH, MN 55802
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
06/21/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DULUTH, MN
B
06/18/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DULUTH, MN
B
07/29/1999 - 06/22/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/11/1999 - 07/12/1999 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.