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ANDERSON EDUARDO ARIZA
ANDERSON E ARIZA
CRD#: 3217175
IA
Investment Adviser
B
Broker
NORTHERN TRUST SECURITIES, INCCRD#: 7927 600 BRICKELL AVENUE
MIAMI, FL 33131
Registration History
2002200420062008201020122014201620182020202220242026IANORTHERN TRUST SECURITIES, INC (CRD# 7927)2015 - Present (9 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2004 - Present (21 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2004 (1 year)BCIBC WORLD MARKETS CORP. (CRD# 630)2002 - 2002 (<1 year)
Disclosure(s)
View By:
10/5/2012
Customer Dispute
Closed-No Action
9/1/2008
Customer Dispute
Closed-No Action
7/26/2008
Customer Dispute
Closed-No Action
6/30/2008
Customer Dispute
Closed-No Action
5/27/2008
Customer Dispute
Closed-No Action
4/21/2008
Customer Dispute
Closed-No Action
4/8/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 3/15/2017

B
New Hampshire 8/25/2015

B
California 2/2/2004

B
New Jersey 2/2/2004

B
Colorado 2/2/2004

B
New Mexico 3/26/2014

B
Connecticut 8/25/2015

B
New York 2/2/2004

B
Delaware 8/25/2015

B
North Carolina 3/26/2014

B
District of Columbia 11/19/2009

B
Ohio 8/25/2015

B
Florida 2/2/2004

B
Oregon 8/6/2018

IA
Florida 4/9/2015

B
Pennsylvania 8/25/2015

B
Georgia 2/2/2004

B
Puerto Rico 9/24/2018

B
Idaho 8/25/2015

B
Rhode Island 6/16/2023

B
Illinois 2/2/2004

B
South Carolina 8/26/2015

B
Indiana 1/20/2011

B
Tennessee 3/21/2019

B
Kentucky 8/25/2015

B
Texas 2/2/2004

B
Louisiana 4/6/2016

B
Utah 8/25/2015

B
Maryland 8/25/2015

B
Vermont 7/27/2017

B
Massachusetts 11/27/2013

B
Virginia 2/2/2004

B
Mississippi 8/25/2015

B
Washington 11/17/2021

B
Missouri 8/25/2015

B
Wisconsin 11/18/2015

B
Nevada 5/11/2017

B
Wyoming 8/25/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST SECURITIES, INC (CRD#:7927)
600 BRICKELL AVENUE, MIAMI, FL 33131
595 BILTMORE WAY, CORAL GABLES, FL 33134
Registered with this firm since 4/9/2015

B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
600 BRICKELL AVENUE, MIAMI, FL 33131
595 BILTMORE WAY, CORAL GABLES, FL 33134
Registered with this firm since 2/2/2004

Previous Registration(s)
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B
11/08/2002 - 02/05/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
05/20/2002 - 10/25/2002 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.