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Maria Castellon
MARIA B CASTELLON, MARIA B CREAMER, MARIA B IEZZA, MARIA IEZZA
CRD#: 3217147
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 925 Westchester Ave
West Harrison, NY 10604
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2016 (4 years)2 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - Present (5 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2005 - 2012 (7 years)BHSBC BROKERAGE (USA) INC. (CRD# 6956)1999 - 2005 (5 years)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2008 - 2012 (4 years)
Disclosure(s)
View By:
11/20/2020
Financial
Final
5/28/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 2/8/2022

B
New Jersey 8/7/2019

B
Arkansas 9/13/2023

IA
New Jersey 8/7/2019

B
California 9/1/2023

B
New Mexico 9/1/2023

B
Colorado 9/5/2023

B
New York 8/9/2019

B
Connecticut 8/9/2019

IA
New York 5/3/2021

B
Delaware 9/27/2023

B
North Carolina 9/1/2023

B
District of Columbia 9/1/2023

B
Ohio 9/1/2023

B
Florida 12/7/2020

B
Oregon 10/2/2023

B
Georgia 9/5/2023

B
Pennsylvania 7/10/2020

B
Illinois 9/11/2023

B
Rhode Island 9/6/2023

B
Indiana 7/19/2023

B
South Carolina 8/22/2019

B
Louisiana 9/5/2023

B
Tennessee 9/1/2023

B
Maine 9/1/2023

B
Texas 9/1/2023

B
Maryland 9/5/2023

IA
Texas 9/5/2023

B
Massachusetts 2/25/2022

B
Utah 9/1/2023

B
Michigan 5/18/2022

B
Vermont 9/6/2023

B
Minnesota 7/17/2024

B
Virginia 9/16/2022

B
Mississippi 9/6/2023

B
Washington 12/4/2020

B
Montana 11/4/2021

B
West Virginia 9/5/2023

B
Nevada 9/6/2023

B
Wisconsin 9/28/2023

B
New Hampshire 1/21/2020

B
Wyoming 9/1/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
925 Westchester Ave, West Harrison, NY 10604
Registered with this firm since 8/7/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
925 Westchester Ave, West Harrison, NY 10604
Registered with this firm since 8/7/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/10/2016 - 08/07/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CROTON ON HUDSON, NY
B
06/09/2016 - 08/07/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CROTON ON HUDSON, NY
IA
05/15/2012 - 06/29/2016 LPL FINANCIAL LLC (CRD#:6413) STAMFORD, CT
B
05/15/2012 - 06/29/2016 LPL FINANCIAL LLC (CRD#:6413) STAMFORD, CT
IA
03/05/2008 - 05/15/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) YORKTOWN HEIGHTS, NY
B
01/01/2005 - 05/15/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) YORKTOWN HEIGHTS, NY
B
05/21/1999 - 01/01/2005 HSBC BROKERAGE (USA) INC. (CRD#:6956) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.