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KEVIN MICHAEL BARRETT
CRD#: 3216935
IA
Investment Adviser
B
Broker
WEALTH ALLIANCE, LLCCRD#: 140630 12526 High Bluff Dr. #300
SAN DIEGO, CA 92130
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 San Diego, CA
Registration History
20002002200420062008201020122014201620182020202220242026IAWEALTH ALLIANCE, LLC (CRD# 140630)2012 - Present (13 years)BINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2004 - Present (20 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)1999 - 2004 (5 years)IAWEALTH ALLIANCE, LLC (CRD# 140630)2006 - 2011 (5 years)IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2005 - 2011 (5 years)IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 125953)2004 - 2005 (<1 year)IAHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2000 - 2004 (4 years)IAWEALTH ANALYTICS, INC. (CRD# 127241)2003 - 2004 (<1 year)
License(s)

State Registrations

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Arizona 11/1/2004

B
New Hampshire 1/21/2015

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California 11/1/2004

B
Oregon 12/4/2013

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California 1/25/2012

B
Texas 3/16/2016

B
Colorado 9/10/2008

B
Washington 1/21/2015

B
Nevada 3/24/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEALTH ALLIANCE, LLC (CRD#:140630)
12526 High Bluff Dr. #300, SAN DIEGO, CA 92130
Registered with this firm since 1/25/2012

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
San Diego, CA
Registered with this firm since 11/1/2004

Previous Registration(s)
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08/28/2006 - 12/31/2011 WEALTH ALLIANCE, LLC (CRD#:140630) SAN DIEGO, CA
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10/21/2005 - 07/25/2011 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
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11/01/2004 - 10/21/2005 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:125953) SAN DIEGO, CA
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03/30/2000 - 10/28/2004 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) SAN DIEGO, CA
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06/21/1999 - 10/28/2004 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CONSHOHOCKEN, PA
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09/15/2003 - 08/12/2004 WEALTH ANALYTICS, INC. (CRD#:127241) SAN DIEGO, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.