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SCOTT LAMAR HALL
SCOTT HALL
CRD#: 3216433
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1201 WINTERSON ROAD
SUITE 130
LINTHICUM HEIGHTS, MD 21090
SUITE 130
LINTHICUM HEIGHTS, MD 21090
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 4/19/2024
IA
Maryland 1/14/2008
IA
Arizona 4/26/2024
B
Massachusetts 5/13/2014
B
California 8/20/2012
IA
Massachusetts 10/20/2014
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California 8/20/2012
B
North Carolina 1/28/2018
B
Colorado 12/14/2021
IA
North Carolina 1/29/2018
IA
Colorado 12/14/2021
B
Ohio 1/12/2010
B
Delaware 5/20/2015
B
Oregon 10/15/2024
IA
Delaware 5/27/2015
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Oregon 10/15/2024
B
District of Columbia 3/25/2009
B
Pennsylvania 9/15/2010
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District of Columbia 4/3/2009
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Pennsylvania 9/16/2010
B
Florida 4/1/2014
B
South Carolina 7/9/2012
IA
Florida 4/2/2014
IA
South Carolina 6/19/2013
B
Kentucky 2/25/2021
B
South Dakota 6/4/2013
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Kentucky 3/2/2021
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South Dakota 6/5/2013
B
Louisiana 9/28/2017
B
Texas 12/26/2013
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Louisiana 9/28/2017
B
Virginia 3/25/2009
B
Maine 3/15/2022
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Virginia 3/25/2009
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Maine 3/16/2022
B
West Virginia 9/11/2012
B
Maryland 1/4/2008
IA
West Virginia 9/13/2012
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/14/2008
B
Registered with this firm since 1/4/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/16/2006 - 12/31/2007 | LANSDALE, PA | |
B | 01/07/2005 - 01/23/2006 | LANSDALE, PA | |
B | 08/14/1999 - 03/13/2001 | DALLAS, TX |
LANSDALE, PA
02/16/2006 - 12/31/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.