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Detailed Report
LANCE DUSTIN NEWSOME
CRD#: 3216310
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Investment Adviser
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Previous Broker
NEWCORP WEALTH MANAGEMENTCRD#: 297125 11720 AMBERPARK DRIVE
SUITE 170
ALPHARETTA, GA 30009
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2018 (4 years)IANEWCORP WEALTH MANAGEMENT (CRD# 297125)2018 - Present (6 years)BFSC SECURITIES CORPORATION (CRD# 7461)2002 - 2014 (12 years)BPFS INVESTMENTS INC. (CRD# 10111)1999 - 2002 (2 years)IAFSC SECURITIES CORPORATION (CRD# 7461)2008 - 2014 (6 years)
License(s)

State Registrations

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Florida 10/15/2018
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Texas 8/7/2018
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Georgia 7/9/2018
Current Registration(s)
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NEWCORP WEALTH MANAGEMENT (CRD#:297125)
11720 AMBERPARK DRIVE SUITE 170, ALPHARETTA, GA 30009
Registered with this firm since 7/9/2018
Previous Registration(s)
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 03/31/2014 - 07/06/2018 LPL FINANCIAL LLC (CRD#:6413) ATLANTA, GA
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 05/15/2014 - 07/02/2018 MARYLAND FINANCIAL GROUP, INC. (CRD#:122320) ATLANTA, GA
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 01/22/2008 - 04/02/2014 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
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 01/15/2002 - 04/02/2014 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
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 07/28/1999 - 01/18/2002 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.