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PATRICIA ANN MACK
PATRICIA ANN CLINGMAN, PATRICIA A MACK
CRD#: 3215873
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 42 METROMONT DR
HIRAM, GA 30141
HIRAM, GA 30141
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 42 METROMONT RD
HIRAM, GA 30141
HIRAM, GA 30141
0
Disclosures
23
Years of Experience
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State Registrations
B
Georgia 10/19/2015
IA
Georgia 9/6/2016
SRO Registrations
B
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IA
Registered with this firm since 9/6/2016
B
Registered with this firm since 10/1/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/19/2015 - 12/31/2016 | ACWORTH, GA | |
IA | 07/05/2013 - 09/14/2015 | WOODSTOCK, GA | |
B | 08/28/2012 - 09/14/2015 | WOODSTOCK, GA | |
B | 03/15/2007 - 08/25/2010 | ATLANTA, GA | |
B | 10/14/1999 - 03/19/2007 | ATLANTA, GA | |
B | 10/14/1999 - 06/16/2000 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.