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Detailed Report
MICHAEL DUTTON
MICHAEL GERARD DUTTON
CRD#: 3215180
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 ONE NORTH JEFFERSON AVENUE
MAIL CODE: H0004-05E
ST. LOUIS, MO 63103
WELLS FARGO CLEARING SERVICES, LLCCRD#: 19616 ONE N JEFFERSON AVE
ST. LOUIS, MO 63103
Registration History
2010201220142016201820202022202420262 FIRMS2017 - Present (7 years)2 FIRMS2024 - Present (<1 year)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2012 - 2017 (4 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2010 - 2012 (1 year)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2015 - 2017 (2 years)
License(s)

State Registrations

B
Missouri 6/14/2017
IA
Missouri 6/14/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 9/12/2024
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
ST LOUIS, MO
Registered with this firm since 6/14/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
ST LOUIS, MO
Registered with this firm since 6/14/2017
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
ONE NORTH JEFFERSON AVENUE H0004-05C, ST. LOUIS, MO 63103
Registered with this firm since 9/12/2024
Previous Registration(s)
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IA
 04/28/2015 - 06/14/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
B
 11/15/2012 - 06/14/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
B
 12/10/2010 - 11/15/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.