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Detailed Report
HEATHER LYNNE HARMS
HEATHER LYNNE CYRIACKS, HEATHER L HARMS, HEATHER LYNNE MERRYMAN
CRD#: 3215085
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 9060 ANDERMATT DR STE 101
LINCOLN, NE 68526
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2010 (8 years)2 FIRMS2010 - 2020 (10 years)2 FIRMS2020 - Present (4 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2002 - 2006 (3 years)
Disclosure(s)
View By:
8/12/1996
Criminal
Final Disposition
License(s)

State Registrations

B
Nebraska 4/1/2020
IA
Nebraska 4/3/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
9060 ANDERMATT DR STE 101, LINCOLN, NE 68526
Registered with this firm since 4/3/2020
B
LPL FINANCIAL LLC (CRD#:6413)
9060 ANDERMATT DR STE 101, LINCOLN, NE 68526
Registered with this firm since 4/1/2020
Previous Registration(s)
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IA
 03/05/2010 - 04/02/2020 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LINCOLN, NE
B
 03/01/2010 - 04/02/2020 SECURITIES AMERICA, INC. (CRD#:10205) LINCOLN, NE
IA
 05/24/2001 - 02/22/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LINCOLN, NE
B
 04/12/2001 - 02/22/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LINCOLN, NE
B
 10/17/2002 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.