Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PAUL STEVEN PIERCE
PAUL PIERCE, STEVE PIERCE
CRD#: 3214799
IA
B
WELLS FARGO ADVISORSCRD#: 11025 101 E 2ND ST 200 FL 2
OWENSBORO, KY 42303
OWENSBORO, KY 42303
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 11/18/2024
B
Louisiana 10/21/2024
B
Arizona 10/21/2024
B
Michigan 10/21/2024
B
Florida 10/21/2024
B
Missouri 10/21/2024
B
Georgia 10/23/2024
B
North Carolina 10/21/2024
B
Illinois 11/18/2024
B
South Dakota 10/23/2024
B
Indiana 10/21/2024
B
Tennessee 10/21/2024
B
Kansas 10/21/2024
B
Texas 10/21/2024
B
Kentucky 10/21/2024
IA
Texas 10/21/2024
IA
Kentucky 10/21/2024
B
Virginia 10/21/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/21/2024
B
Registered with this firm since 10/21/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/23/2014 - 11/12/2024 | OWENSBORO, KY | |
B | 05/23/2014 - 11/12/2024 | OWENSBORO, KY | |
IA | 10/15/2009 - 06/19/2014 | OWENSBORO, KY | |
B | 10/14/2009 - 06/19/2014 | OWENSBORO, KY | |
IA | 09/24/2004 - 10/05/2009 | HOPKINSVILLE, KY | |
B | 03/24/2004 - 10/05/2009 | HOPKINSVILLE, KY | |
B | 11/27/2000 - 03/09/2004 | CHICAGO, IL | |
B | 07/26/1999 - 11/15/2000 | ST. LOUIS, MO |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.