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Sherine Ta
PHO CU TA, SHERINE C TA, SHERINE CU TA, SHERINE CU PHO TA
CRD#: 3214753
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 420 MONTGOMERY ST 7TH FL
[NF*/NG-RBO]
SAN FRANCISCO, CA 94104
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2013 (13 years)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2013 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2005 - 2011 (6 years)
License(s)

State Registrations

B
Arizona 11/1/2024

B
Massachusetts 11/1/2024

B
Arkansas 11/1/2024

B
New Jersey 11/1/2024

B
California 11/1/2024

B
New York 11/1/2024

IA
California 11/4/2024

B
North Carolina 11/1/2024

B
District of Columbia 11/1/2024

B
Pennsylvania 11/1/2024

B
Florida 11/1/2024

B
Texas 11/1/2024

B
Hawaii 11/6/2024

IA
Texas 11/1/2024

B
Idaho 11/1/2024

B
Washington 11/1/2024

B
Iowa 11/1/2024

B
Wisconsin 11/1/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
420 MONTGOMERY ST 7TH FL [NF*/NG-RBO], SAN FRANCISCO, CA 94104
Registered with this firm since 11/1/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
420 MONTGOMERY ST 7TH FL [NF*/NG-RBO], SAN FRANCISCO, CA 94104
Registered with this firm since 11/1/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/26/2014 - 11/02/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
B
09/26/2014 - 11/02/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
IA
02/18/2014 - 09/17/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
02/18/2014 - 09/17/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
IA
01/03/2012 - 11/19/2013 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) SAN FRANCISCO, CA
B
02/07/2000 - 11/15/2013 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
IA
09/20/2005 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.