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Detailed Report
MICHAEL PADILLA
MICHAEL N/A PADILLA, MICHAEL NONE PADILLA
CRD#: 3213563
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2437 E GULF TO LAKE HWY
INVERNESS, FL 34453
Registration History
20002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2023 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2012 - Present (12 years)BAEGIS CAPITAL CORP. (CRD# 15007)2011 - 2012 (1 year)BJHS CAPITAL ADVISORS, INC. (CRD# 112097)2010 - 2011 (<1 year)BRIDGEWAY & CONGER, INC. (CRD# 113055)2009 - 2010 (1 year)BPOINTE CAPITAL, INC. (CRD# 112097)2008 - 2009 (<1 year)BEMPIRE FINANCIAL GROUP, INC. (CRD# 28759)2000 - 2008 (7 years)
License(s)

State Registrations

B
Alabama 5/4/2023
B
Missouri 5/4/2023
B
Arizona 5/4/2023
B
New Jersey 5/4/2023
B
California 5/4/2023
B
New York 5/4/2023
B
Colorado 5/4/2023
B
North Carolina 5/4/2023
B
Connecticut 5/4/2023
B
Ohio 5/5/2023
B
Delaware 5/4/2023
B
Pennsylvania 5/4/2023
B
Florida 10/2/2012
B
Rhode Island 11/21/2024
IA
Florida 2/16/2023
B
South Carolina 5/4/2023
B
Georgia 10/2/2012
B
Tennessee 5/4/2023
B
Illinois 5/4/2023
B
Texas 5/4/2023
B
Indiana 5/4/2023
IA
Texas 5/4/2023
B
Kansas 5/4/2023
B
Vermont 5/4/2023
B
Maryland 5/30/2023
B
Virginia 5/8/2023
B
Massachusetts 5/30/2023
B
Washington 3/27/2024
B
Michigan 5/30/2023
B
Wisconsin 8/15/2024
B
Minnesota 5/30/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2437 E GULF TO LAKE HWY, INVERNESS, FL 34453
1100 SE HWY 19, CRYSTAL RIVER, FL 34429
Registered with this firm since 2/16/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2437 E GULF TO LAKE HWY, INVERNESS, FL 34453
1100 SE HWY 19, CRYSTAL RIVER, FL 34429
Registered with this firm since 10/2/2012
Previous Registration(s)
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B
 01/03/2011 - 09/17/2012 AEGIS CAPITAL CORP. (CRD#:15007) MAITLAND, FL
B
 09/27/2010 - 01/04/2011 JHS CAPITAL ADVISORS, INC. (CRD#:112097) MAITLAND, FL
B
 10/28/2009 - 10/22/2010 RIDGEWAY & CONGER, INC. (CRD#:113055) NEW WOODSTOCK, NY
B
 11/24/2008 - 09/29/2009 POINTE CAPITAL, INC. (CRD#:112097) MAITLAND, FL
B
 12/05/2000 - 11/25/2008 EMPIRE FINANCIAL GROUP, INC. (CRD#:28759)
FINRA expelled the firm on 03/30/2009
MAITLAND, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.