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Detailed Report
MOHAMED MAHMOUD SHOUKR
CRD#: 3210331
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7600 WISCONSIN AVE
STE 900
BETHESDA, MD 20814
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2008 (6 years)2 FIRMS2008 - Present (17 years)BASCEND FINANCIAL SERVICES, INC. (CRD# 15296)1999 - 2000 (1 year)
License(s)

State Registrations

B
Arkansas 10/28/2024
B
Massachusetts 10/28/2024
B
California 4/26/2019
B
Missouri 10/28/2024
B
Delaware 10/28/2024
B
New Hampshire 5/7/2010
B
District of Columbia 1/1/2008
B
North Carolina 10/28/2024
IA
District of Columbia 1/1/2008
B
Ohio 10/29/2024
B
Florida 10/28/2024
B
Oregon 10/28/2024
B
Hawaii 11/30/2010
B
South Carolina 10/28/2024
B
Indiana 10/28/2024
B
Virginia 1/1/2008
B
Maine 10/28/2024
B
Washington 10/28/2024
B
Maryland 1/1/2008
B
West Virginia 10/28/2024
IA
Maryland 9/30/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7600 WISCONSIN AVE STE 900, BETHESDA, MD 20814
BETHESDA, MD
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7600 WISCONSIN AVE STE 900, BETHESDA, MD 20814
BETHESDA, MD
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 02/09/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WASHINGTON, DC
IA
 10/12/2001 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WASHINGTON, DC
B
 08/12/1999 - 12/04/2000 ASCEND FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.