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BRENDA JEAN WOLPERT
BRENDA JEAN RUHLIG, BRENDA JEAN SCHMITT
CRD#: 3209929
IA
B
TRANSAMERICA RETIREMENT ADVISORS, LLCCRD#: 107319 Saginaw, MI
TRANSAMERICA INVESTORS SECURITIES, LLCCRD#: 32205 Saginaw, MI
0
Disclosures
25
Years of Experience
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State Registrations
B
Michigan 10/27/2003
IA
Michigan 7/17/2013
SRO Registrations
B
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IA
Registered with this firm since 7/17/2013
B
Registered with this firm since 10/27/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/28/1999 - 10/10/2003 | WAVERLY, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.