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PAUL ANDRE DE ULLOA
PAUL ANDRE DEULLOA
CRD#: 3209158
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 345 N BRAND BLVD
GLENDALE, CA 91203
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)BMETLIFE SECURITIES INC. (CRD# 14251)2013 - 2014 (<1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Arizona 7/8/2016

B
Oregon 7/8/2016

B
California 3/16/2015

B
Texas 7/8/2016

IA
California 3/16/2015

IA
Texas 7/8/2016

B
Florida 7/8/2016

B
Washington 1/6/2020

B
Nevada 7/8/2016

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
345 N BRAND BLVD, GLENDALE, CA 91203
Registered with this firm since 3/16/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
345 N BRAND BLVD, GLENDALE, CA 91203
Registered with this firm since 3/16/2015

Previous Registration(s)
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IA
02/10/2014 - 06/17/2014 METLIFE SECURITIES INC. (CRD#:14251) SAN DIEGO, CA
B
10/24/2013 - 06/17/2014 METLIFE SECURITIES INC. (CRD#:14251) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.