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Detailed Report
DANIEL GEORGE MEDINA
CRD#: 3208708
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Investment Adviser
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Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 13620 ORCHARD PKWY.
WESTMINSTER, CO 80023
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2014 - Present (10 years)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2009 - 2014 (4 years)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2002 - 2005 (3 years)BCHARTER ONE SECURITIES, INC. (CRD# 13373)2000 - 2001 (1 year)BINVESTMENT NETWORK, INC. (CRD# 7685)1999 - 2000 (<1 year)IAJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2010 - 2011 (1 year)
License(s)

State Registrations

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Alabama 6/26/2023
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New Hampshire 2/3/2023
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Arizona 2/11/2015
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New Jersey 9/17/2018
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Arkansas 4/4/2016
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New Mexico 6/15/2022
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California 5/19/2014
B
New York 8/21/2023
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California 6/9/2014
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North Carolina 1/17/2023
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Colorado 5/19/2014
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North Dakota 2/23/2015
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Colorado 6/9/2014
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Ohio 7/7/2016
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Connecticut 6/27/2014
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Oklahoma 9/6/2018
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Florida 6/27/2014
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Oregon 8/20/2015
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Illinois 6/18/2014
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Pennsylvania 11/14/2022
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Indiana 6/18/2014
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Puerto Rico 6/11/2016
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Kansas 1/17/2024
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South Carolina 10/21/2021
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Louisiana 7/6/2016
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Texas 8/20/2015
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Maine 10/20/2022
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Texas 9/3/2015
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Michigan 3/28/2018
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Utah 3/20/2018
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Missouri 9/8/2016
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Virginia 8/21/2014
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Montana 8/21/2014
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Washington 10/17/2017
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Nebraska 4/29/2015
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Wyoming 2/18/2015
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Nevada 9/8/2016

SRO Registrations

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 BOX Exchange LLC
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 Cboe BYX Exchange, Inc.
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 Cboe BZX Exchange, Inc.
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 Cboe C2 Exchange, Inc.
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 Cboe EDGA Exchange, Inc.
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 Cboe EDGX Exchange, Inc.
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 Cboe Exchange, Inc.
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 FINRA
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 Investors' Exchange LLC
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 Long-Term Stock Exchange, Inc.
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 MEMX LLC
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 MIAX Emerald, LLC
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 MIAX PEARL, LLC
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 MIAX Sapphire
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 Miami International Securities Exchange, LLC
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 NYSE American LLC
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 NYSE Arca, Inc.
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 NYSE Chicago, Inc.
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 NYSE National, Inc.
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 Nasdaq BX, Inc.
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 Nasdaq GEMX, LLC
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 Nasdaq ISE, LLC
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 Nasdaq MRX, LLC
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 Nasdaq PHLX LLC
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 Nasdaq Stock Market
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 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
13620 ORCHARD PKWY., WESTMINSTER, CO 80023
Registered with this firm since 6/9/2014
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J.P. MORGAN SECURITIES LLC (CRD#:79)
13620 ORCHARD PKWY., WESTMINSTER, CO 80023
Registered with this firm since 5/19/2014
Previous Registration(s)
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 11/20/2009 - 05/19/2014 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) ENGLEWOOD, CO
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 03/02/2010 - 12/31/2011 J.P. MORGAN INSTITUTIONAL INVESTMENTS (CRD#:102920) ENGLEWOOD, CO
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 10/19/2009 - 11/20/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ENGLEWOOD, CO
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 10/09/2009 - 11/20/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ENGLEWOOD, CO
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 08/28/2007 - 11/04/2008 CLAYMORE ADVISORS, LLC (CRD#:129288) LISLE, IL
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 08/27/2007 - 11/04/2008 CLAYMORE SECURITIES, INC. (CRD#:39805) CHICAGO, IL
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 02/01/2002 - 12/31/2005 JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (CRD#:40178) FRANKLIN, TN
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 01/01/2000 - 10/10/2001 CHARTER ONE SECURITIES, INC. (CRD#:13373) CLEVELAND, OH
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 08/01/1999 - 01/01/2000 INVESTMENT NETWORK, INC. (CRD#:7685) FRANKLIN PARK, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.