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Detailed Report
MICHELLE PAULETTE HAASS
MICHELLE PAULETTE SKOK
CRD#: 3208380
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 1400 ROUTE 82
HOPEWELL JUNCTION, NY 12533
Registration History
20002002200420062008201020122014201620182020202220242026IAESI FINANCIAL ADVISORS (CRD# 265)2021 - Present (3 years)BEQUITY SERVICES, INC. (CRD# 265)2015 - Present (9 years)BM&T SECURITIES, INC. (CRD# 17358)2014 - 2014 (<1 year)BM&T SECURITIES, INC. (CRD# 17358)2010 - 2012 (2 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2005 - 2010 (4 years)BMCDONALD INVESTMENTS INC. (CRD# 566)2004 - 2005 (<1 year)BHSBC BROKERAGE (USA) INC. (CRD# 6956)1999 - 2004 (4 years)
License(s)

State Registrations

B
Connecticut 9/2/2020
IA
New York 6/22/2021
B
New York 7/16/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
1400 ROUTE 82, HOPEWELL JUNCTION, NY 12533
Registered with this firm since 6/22/2021
B
EQUITY SERVICES, INC. (CRD#:265)
1400 ROUTE 82, HOPEWELL JUNCTION, NY 12533
Registered with this firm since 7/16/2015
Previous Registration(s)
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B
 04/25/2014 - 07/18/2014 M&T SECURITIES, INC. (CRD#:17358) RHINEBECK, NY
B
 05/13/2010 - 11/30/2012 M&T SECURITIES, INC. (CRD#:17358) RHINEBECK, NY
B
 04/13/2005 - 01/04/2010 HSBC SECURITIES (USA) INC. (CRD#:19585) WAPPINGERS FALLS, NY
B
 06/21/2004 - 04/04/2005 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 10/04/1999 - 06/28/2004 HSBC BROKERAGE (USA) INC. (CRD#:6956) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.