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BILL MICHAEL FRIEDRICH
BILL M FRIEDRICH
CRD#: 3208059
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 711 LOUISIANA STREET
15TH FLOOR
HOUSTON, TX 77002
Registration History
1995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2005 - Present (19 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - Present (22 years)BCIBC WORLD MARKETS CORP. (CRD# 630)2001 - 2003 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2001 (1 year)
Disclosure(s)
View By:
2/9/2016
Regulatory
Final
2/27/1995
Criminal
Final Disposition
12/22/1994
Criminal
Final Disposition
12/19/1994
Criminal
Final Disposition
12/15/1994
Criminal
Final Disposition
11/28/1994
Criminal
Final Disposition
10/10/1994
Criminal
Final Disposition
License(s)

State Registrations

B
Florida 7/26/2016

B
Nevada 7/6/2021

B
Kentucky 10/20/2008

B
Texas 1/3/2003

B
Louisiana 1/21/2003

IA
Texas 8/5/2005

IA
Louisiana 4/11/2016

B
Washington 12/18/2023

B
Montana 2/13/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
HOUSTON, TX
Registered with this firm since 8/5/2005

B
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
HOUSTON, TX
Registered with this firm since 1/3/2003

Previous Registration(s)
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B
04/30/2001 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
06/02/1999 - 05/02/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.