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BRAD LEE MARTIN
CRD#: 3207883
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 302 MOUNTAIN VIEW DRIVE
SUITE 201
COLCHESTER, VT 05446
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2015 (2 years)2 FIRMS2017 - Present (7 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2014 - 2017 (2 years)BEQUITY SERVICES, INC. (CRD# 265)2005 - 2012 (6 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2002 - 2003 (<1 year)BTHE ADVISORS GROUP, INC. (CRD# 14035)2002 - 2002 (<1 year)BEQUITY SERVICES, INC. (CRD# 265)1999 - 2002 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1999 - 1999 (<1 year)IABAYSTATE WEALTH MANAGEMENT (CRD# 151664)2012 - 2018 (5 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2015 - 2017 (2 years)IAESI FINANCIAL ADVISORS (CRD# 265)2006 - 2012 (5 years)
Disclosure(s)
View By:
7/9/2004
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 5/1/2018

B
New Jersey 3/25/2017

B
California 3/25/2017

B
New Mexico 8/17/2022

B
Colorado 1/11/2022

B
New York 3/25/2017

B
Connecticut 3/25/2017

B
North Carolina 4/5/2017

B
Florida 3/25/2017

B
Ohio 3/25/2017

B
Georgia 3/25/2017

B
Pennsylvania 5/16/2022

B
Illinois 6/4/2020

B
Rhode Island 8/9/2017

B
Indiana 3/2/2022

B
South Carolina 5/20/2019

B
Kentucky 3/25/2017

B
Tennessee 7/19/2023

B
Maine 3/25/2017

B
Texas 5/4/2018

B
Massachusetts 2/16/2018

IA
Texas 5/4/2018

B
Michigan 9/15/2022

B
Vermont 3/25/2017

B
Montana 1/24/2018

IA
Vermont 3/25/2017

B
Nevada 10/2/2024

B
Virginia 4/24/2018

B
New Hampshire 3/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
302 MOUNTAIN VIEW DRIVE SUITE 201, COLCHESTER, VT 05446
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
302 MOUNTAIN VIEW DRIVE SUITE 201, COLCHESTER, VT 05446
Registered with this firm since 3/25/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/24/2012 - 02/01/2018 BAYSTATE WEALTH MANAGEMENT (CRD#:151664) OVERLAND PARK,, KS
IA
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) COLCHESTER, VT
B
08/11/2014 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) COLCHESTER, VT
IA
02/07/2012 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) COLCHESTER, VT
B
02/06/2012 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) COLCHESTER, VT
IA
03/02/2006 - 02/02/2012 ESI FINANCIAL ADVISORS (CRD#:265) COLCHESTER, VT
B
08/22/2005 - 02/02/2012 EQUITY SERVICES, INC. (CRD#:265) COLCHESTER, VT
B
10/25/2002 - 09/05/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
05/15/2002 - 09/26/2002 THE ADVISORS GROUP, INC. (CRD#:14035) BETHESDA, MD
B
12/20/1999 - 03/06/2002 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
B
05/11/1999 - 12/14/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.