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JOHN DEVIN SHROPSHIRE
CRD#: 3206535
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 380 KNOLLWOOD ST STE 600
WINSTON SALEM, NC 27103
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2005 - Present (19 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2003 (2 years)BPRESIDENTIAL BROKERAGE, INC. (CRD# 28784)2000 - 2000 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 4/8/2021

B
Nebraska 11/29/2011

B
Arizona 8/5/2009

B
Nevada 11/29/2011

B
Arkansas 3/16/2021

B
New Hampshire 11/29/2011

B
California 1/22/2009

B
New Jersey 1/22/2009

B
Colorado 1/22/2009

B
New Mexico 1/5/2015

B
Delaware 1/22/2009

B
New York 1/19/2006

B
District of Columbia 1/22/2009

IA
North Carolina 8/23/2005

B
Florida 1/22/2009

B
North Carolina 8/31/2005

B
Georgia 1/22/2009

B
North Dakota 7/31/2018

B
Hawaii 8/5/2009

B
Ohio 1/23/2009

B
Illinois 1/22/2009

B
Pennsylvania 4/4/2006

B
Indiana 1/22/2009

B
South Carolina 8/31/2005

B
Kansas 7/31/2018

B
Tennessee 1/6/2006

B
Kentucky 5/12/2021

B
Texas 1/22/2009

B
Louisiana 11/29/2011

B
Vermont 11/29/2011

B
Maine 7/22/2010

B
Virginia 8/31/2005

B
Maryland 8/5/2009

B
Washington 8/5/2009

B
Massachusetts 11/29/2011

B
West Virginia 1/22/2009

B
Mississippi 11/29/2011

B
Wisconsin 1/22/2009

B
Missouri 8/5/2009

B
Wyoming 11/29/2011

B
Montana 9/27/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
380 KNOLLWOOD ST STE 600, WINSTON SALEM, NC 27103
Registered with this firm since 8/23/2005

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
380 KNOLLWOOD ST STE 600, WINSTON SALEM, NC 27103
Registered with this firm since 8/31/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/10/2003 - 08/10/2004 NCF FINANCIAL SERVICES, INC. (CRD#:120471) BURLINGTON, NC
B
10/08/2003 - 08/10/2004 NCF FINANCIAL SERVICES, INC. (CRD#:120471) DURHAM, NC
IA
11/18/2002 - 07/15/2003 CHARLES SCHWAB & CO., INC. (CRD#:5393) GREENSBORO, NC
B
09/18/2000 - 07/15/2003 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
04/05/2000 - 05/16/2000 PRESIDENTIAL BROKERAGE, INC. (CRD#:28784) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.