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HINESH R MODI
MIKE MODI
CRD#: 3206504
IA
B
CITIZENS SECURITIES, INC.CRD#: 39550 779 NORTH DUPONT HIGHWAY
MAILSTOP: 01B-0026
DOVER, DE 19901
MAILSTOP: 01B-0026
DOVER, DE 19901
0
Disclosures
25
Years of Experience
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State Registrations
B
California 3/2/2023
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Maryland 10/19/2015
B
Delaware 5/8/2002
B
New Jersey 1/4/2021
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Delaware 4/10/2003
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New Jersey 1/4/2021
B
District of Columbia 3/9/2022
B
North Carolina 1/4/2021
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District of Columbia 4/13/2022
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North Carolina 1/4/2021
B
Florida 1/2/2020
B
Pennsylvania 1/2/2020
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Florida 1/3/2020
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Pennsylvania 1/2/2020
B
Georgia 6/21/2021
B
Texas 6/2/2022
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Georgia 6/22/2021
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Texas 6/3/2022
B
Hawaii 5/14/2021
B
Virginia 8/8/2011
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Hawaii 5/17/2021
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Virginia 8/12/2015
B
Maryland 5/8/2002
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 4/10/2003
B
Registered with this firm since 5/8/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/26/1999 - 05/08/2002 | PITTSBURGH, PA | |
B | 04/10/2000 - 12/31/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.