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Tiaudra Riley Shaw
Tiaudra Raschon Riley
CRD#: 3204776
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Atlanta, GA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2015 - 2020 (4 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2015 (11 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2002 (2 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1999 - 2000 (<1 year)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2015 - 2018 (2 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2005 - 2015 (10 years)
License(s)

State Registrations

B
Alabama 5/23/2020

B
Michigan 5/23/2020

B
Alaska 5/23/2020

B
New Hampshire 5/23/2020

B
Arizona 5/23/2020

B
New Jersey 5/23/2020

B
California 5/23/2020

B
New York 5/23/2020

B
Colorado 5/23/2020

B
North Carolina 5/23/2020

B
Connecticut 5/23/2020

B
Ohio 5/23/2020

B
Delaware 5/23/2020

B
Oklahoma 5/23/2020

B
District of Columbia 5/23/2020

B
Oregon 5/23/2020

B
Florida 5/23/2020

B
Pennsylvania 5/23/2020

B
Georgia 5/23/2020

B
Rhode Island 5/23/2020

IA
Georgia 6/5/2020

B
South Carolina 5/23/2020

B
Illinois 5/23/2020

B
Tennessee 5/23/2020

B
Indiana 5/23/2020

B
Texas 5/23/2020

B
Kentucky 5/23/2020

B
Vermont 5/23/2020

B
Louisiana 5/23/2020

B
Virginia 5/23/2020

B
Maine 5/23/2020

B
Washington 5/23/2020

B
Maryland 5/23/2020

B
West Virginia 5/23/2020

B
Massachusetts 5/23/2020

B
Wisconsin 5/23/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Atlanta, GA
Registered with this firm since 6/5/2020

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Atlanta, GA
Registered with this firm since 5/23/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) ATLANTA, GA
B
06/26/2015 - 05/23/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) ATLANTA, GA
IA
07/30/2015 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) ATLANTA, GA
IA
01/24/2005 - 05/08/2015 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) EAST POINT, GA
B
04/01/2004 - 05/08/2015 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) EAST POINT, GA
B
04/07/2000 - 11/27/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
09/22/1999 - 04/06/2000 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.