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Detailed Report
JAMES MICHAEL SCHUSTER
JIM SCHUSTER
CRD#: 3204774
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 111 North Washington Avenue
Suite 201
Scranton, PA 18503
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2006 - 2015 (9 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2005 (<1 year)BALLIANCEBERNSTEIN INVESTMENT R... (CRD# 14549)2001 - 2004 (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2001 (2 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2015 (8 years)
License(s)

State Registrations

B
Arizona 9/26/2018
B
New Jersey 10/20/2015
B
Arkansas 11/9/2022
B
New York 10/20/2015
B
California 10/20/2015
B
North Carolina 10/20/2015
B
Colorado 10/9/2018
B
Ohio 3/31/2022
B
Connecticut 9/1/2017
B
Oregon 9/7/2023
B
Delaware 10/20/2015
B
Pennsylvania 10/20/2015
B
Florida 10/20/2015
IA
Pennsylvania 10/20/2015
B
Georgia 10/20/2015
B
Rhode Island 1/21/2022
B
Idaho 4/9/2021
B
South Carolina 4/17/2018
B
Illinois 9/26/2018
B
Texas 10/20/2015
B
Kentucky 3/13/2018
IA
Texas 10/20/2015
B
Maine 2/2/2016
B
Vermont 3/24/2021
B
Maryland 10/20/2015
B
Virginia 10/20/2015
B
Massachusetts 9/26/2018
B
Washington 2/15/2018
B
Michigan 9/26/2018
B
Wyoming 1/12/2023
B
Nevada 1/18/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
111 North Washington Avenue Suite 201, Scranton, PA 18503
Registered with this firm since 10/20/2015
B
MORGAN STANLEY (CRD#:149777)
111 North Washington Avenue Suite 201, Scranton, PA 18503
Registered with this firm since 10/20/2015
Previous Registration(s)
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IA
 08/01/2007 - 10/19/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SCRANTON, PA
B
 04/04/2006 - 10/19/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SCRANTON, PA
B
 09/21/2004 - 07/11/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 10/19/2001 - 08/06/2004 ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (CRD#:14549) NASHVILLE, TN
B
 05/04/1999 - 09/25/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.