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BRIAN RUSSELL GIVIN
CRD#: 3204343
IA
B
MARSHALL INVESTMENT MANAGEMENT, LLCCRD#: 174817 5251 DTC PARKWAY
SUITE 1185
GREENWOOD VILLAGE, CO 80111
SUITE 1185
GREENWOOD VILLAGE, CO 80111
LPL FINANCIAL LLCCRD#: 6413 5251 DTC PKWY STE 1185
GREENWOOD VILLAGE, CO 80111
GREENWOOD VILLAGE, CO 80111
0
Disclosures
23
Years of Experience
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State Registrations
B
Alaska 1/6/2021
B
Massachusetts 1/15/2020
B
Arizona 1/15/2020
B
Missouri 1/15/2020
B
California 5/20/2019
B
New Mexico 4/12/2024
B
Colorado 5/20/2019
B
Ohio 1/16/2020
IA
Colorado 7/22/2019
B
Oklahoma 4/12/2024
B
Florida 6/16/2022
B
South Dakota 1/15/2020
B
Hawaii 1/6/2021
B
Texas 7/10/2023
B
Illinois 1/6/2021
B
Vermont 6/10/2024
SRO Registrations
B
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IA
Registered with this firm since 7/22/2019
B
Registered with this firm since 5/20/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/08/2000 - 07/12/2017 | SMITHFIELD, RI | |
B | 04/20/1999 - 02/03/2000 | BOSTON, MA |
SMITHFIELD, RI
03/08/2000 - 07/12/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.