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WILLIAM CHRISTIAN CORDELL
CHRIS CORDELL
CRD#: 3203680
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 11611 N Meridian St
Ste 600
Carmel, IN 46032-7118
Ste 600
Carmel, IN 46032-7118
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 11/6/2020
B
North Carolina 10/29/2021
B
California 11/24/2020
B
Ohio 11/6/2020
B
Colorado 2/2/2023
B
Oklahoma 11/6/2020
B
Florida 11/6/2020
B
Pennsylvania 11/6/2020
B
Illinois 5/23/2023
B
Tennessee 11/17/2020
B
Indiana 11/6/2020
B
Texas 11/6/2020
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Indiana 11/6/2020
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Texas 12/4/2020
B
Missouri 11/6/2020
B
Vermont 11/6/2020
B
New York 1/14/2021
B
West Virginia 2/28/2024
SRO Registrations
B
B
B
B
B
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Registered with this firm since 11/6/2020
B
Registered with this firm since 11/6/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/15/2010 - 11/09/2020 | INDIANAPOLIS, IN | |
B | 01/15/2010 - 11/09/2020 | INDIANAPOLIS, IN | |
IA | 09/08/1999 - 01/25/2010 | INDIANAPOLIS, IN | |
B | 08/20/1999 - 01/25/2010 | INDIANAPOLIS, IN | |
B | 04/28/1999 - 08/18/1999 | NEWARK, NJ |
INDIANAPOLIS, IN
01/15/2010 - 11/09/2020
INDIANAPOLIS, IN
01/15/2010 - 11/09/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.