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Detailed Report
Drew Harshaw
DREW ANN HARSHAW, DREW HARSHAW
CRD#: 3203542
IA
Investment Adviser
B
Broker
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 161 Washington St
Suite 1111
Conshohocken, PA 19428
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BNEXITY FINANCIAL SERVICES, INC. (CRD# 144048)2008 - 2010 (1 year)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2000 - 2006 (6 years)BDLJDIRECT INC. (CRD# 42159)1999 - 1999 (<1 year)
License(s)

State Registrations

B
North Carolina 5/6/2024
B
Pennsylvania 5/6/2024
IA
North Carolina 5/6/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
161 Washington St Suite 1111, Conshohocken, PA 19428
Charlotte, NC
Registered with this firm since 5/6/2024
B
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
161 Washington St Suite 1111, Conshohocken, PA 19428
Charlotte, NC
Registered with this firm since 5/6/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/17/2021 - 05/03/2024 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) CHARLOTTE, NC
B
 02/17/2021 - 05/03/2024 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) CHARLOTTE, NC
IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 07/11/2016 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
B
 07/11/2016 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
IA
 09/13/2013 - 07/22/2016 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
B
 09/13/2013 - 07/22/2016 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
IA
 07/19/2010 - 09/13/2013 FIFTH THIRD SECURITIES, INC. (CRD#:628) CHARLOTTE, NC
B
 03/15/2010 - 09/13/2013 FIFTH THIRD SECURITIES, INC. (CRD#:628) CHARLOTTE, NC
B
 06/27/2008 - 02/26/2010 NEXITY FINANCIAL SERVICES, INC. (CRD#:144048) CHARLOTTE, NC
B
 06/27/2007 - 11/29/2007 HEWITT FINANCIAL SERVICES LLC (CRD#:36509) CHARLOTTE, NC
B
 02/02/2007 - 06/27/2007 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
B
 01/19/2000 - 09/22/2006 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHARLOTTE, NC
B
 06/17/1999 - 10/06/1999 DLJDIRECT INC. (CRD#:42159) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.